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Omnibus Rules for Investment Houses and Universal Banks Registered as Underwriter of Securities

OMNIBUS RULES AND REGULATIONS FOR INVESTMENT HOUSES AND UNIVERSAL BANKS REGISTERED AS UNDERWRITERS OF SECURITIES

SEC Omnibus Rules for Investment Houses | 2002-07-23

REPUBLIC OF THE PHILIPPINES
SECURITIES AND EXCHANGE COMMISSION
SEC Building, EDSA, Greenhills,
Mandaluyong City
 
 
OMNIBUS RULES AND REGULATIONS FOR INVESTMENT HOUSES AND UNIVERSAL BANKS REGISTERED AS UNDERWRITERS OF SECURITIES
 
 
Whereas, Presedential Decree No. 129, as amended, otherwise known as "The Investment Houses Law" governs the establishment, operation and regulation of Investment Houses;
 
Whereas, to effectively carry out the provision of P.D. 129, the Commission promulgated the Basic Rules and Regulations to Implement the Provisions of P.D. 129 on July 9, 1973;
 
Whereas, the said rules and...