Back

SEC Memorandum Circular No.14 s2006

RULES GOVERNING THE OVER THE COUNTER (OTC) MARKET

SEC Memorandum Circular No.14 s2006 | 2016-10-27

Republic of the Philippines
SECURITIES AND EXCHANGE COMMISSION
SEC Building, EDSA, East Greenhills
Mandaluyong City, Metro Manila
 
SEC MEMORANDUM CIRCULAR No. 14
Series of 2006
 
SUBJECT: RULES GOVERNING THE OVER THE COUNTER (OTC) MARKET
 
WHEREAS, the Securities Regulation Code (SRC) empowers the Securities and Exchange Commission (Commission) to promulgate rules and regulations and orders that shall govern Exchanges and other securities trading markets;
 
WHEREAS, Chapter IX of the SRC contains the sections that pertain to the regulation of Exchanges and other securities trading markets. Specifically,
 
* Section 32.1...